Best Practices Events â Second stop on the EMEA roadshow: Zurich
Weâve just completed our second Best Practices roadshow in Zurich, and the Swiss wealth management industryâs top issues made for some really interesting discussions.read more...
View ArticleThe Cloud is Transforming Investment Management
The effects of the financial crisis, namely more cautious investors and greatly increased reporting and compliance burdens, have placed significant pressure on firmsâ operations. Moving forward,...
View ArticleAre Social Media Privacy Laws a Green Light for Misconduct?
If you live in California, Maryland, or Illinois, new legislation will prevent your employer from demanding access to your Facebook, Twitter, and other social media accounts, and Congress has proposed...
View ArticleCentral Clearing of Derivatives: Clearing the Confusion
By the end of 2012, the majority of trades in over-the-counter derivatives will have to be executed through Swap Execution Facilities (SEFs), directed through Derivative Clearing Member (DCM) banks and...
View ArticleHedgies Rush to Register with the SEC
We all knew it was coming. Depending on your point of view, you either feared it or cheered it. And now itâs here: Thousands of private fund advisers have registered with the SEC per Dodd-Frank...
View ArticleTo Blog or Not to Blog: New Regulations for Social Media
Social media just got more regulated. New rules from FINRA and the SEC go into effect next February. Are you ready?read more...
View ArticleThereâs a New Sheriff at the SEC
After months of speculation, Mary Schapiro has officially stepped down after a nearly four year stint as SEC Chair. Her term, which officially ends December 14, has been anything but boring and is...
View ArticleDodd-Frank: A Jobs Program for Wall Street?
Too many rules. So many restrictions. Downsizing and layoffs. Everyone knows Dodd-Frank is a job killer for Wall Street professionalsâright?read more...
View ArticleFor Advisors and Wealth Managers, What Will the New Year Bring?
Is the global financial crisis behind us? Are high net worth individuals out of the woods, or do new risks lie ahead in 2013? What are advisors and wealth managers doing to increase profitability in...
View ArticleReconciliation and Data Management: What You Can Expect in 2013
What key trends do Advent clients and industry experts expect to see dominating the reconciliation and data management arena in 2013?read more...
View ArticleResearch Management: Five Trends for the New Year
Feeling overwhelmed by investment information overload and the compliance risks it entails?read more...
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